1.2 NYLIFE SECURITIES LLC. 2023 04 2024-01-11T16:59:21Z 2023 10 100.00 99.26 0.11 0.59 0.04 Citadel Securities LLC CDRG 34.76 35.21 31.58 7.96 35.71 0 0.0000 0 0.0000 0 0.0000 0 0.0000 VIRTU Americas, LLC NITE 26.23 26.60 26.32 4.50 14.29 0 0.0000 0 0.0000 0 0.0000 0 0.0000 G1 Execution Services, LLC ETMM 18.37 18.64 15.79 2.77 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Jane Street Capital, LLC JNST 17.03 17.27 26.32 3.11 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Two Sigma Securities, LLC SOHO 1.49 1.51 0.00 0.00 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 New York Stock Exchange NYSE 0.76 0.00 0.00 47.06 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 UBS Securities, LLC UBSS 0.47 0.47 0.00 0.35 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 NASDAQ Execution Services, LLC NSDQ 0.35 0.00 0.00 21.80 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 StoneX Financial INC. INTL 0.29 0.30 0.00 0.00 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Cboe EDGX US Equities Exchange EDGX 0.16 0.00 0.00 10.03 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 100.00 98.81 0.30 0.81 0.08 Citadel Securities LLC CDRG 35.36 35.80 41.03 6.35 13.41 0 0.0000 0 0.0000 0 0.0000 0 0.0000 VIRTU Americas, LLC NITE 25.66 25.94 34.62 5.80 13.41 0 0.0000 0 0.0000 0 0.0000 0 0.0000 G1 Execution Services, LLC ETMM 18.35 18.64 11.54 2.76 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Jane Street Capital, LLC JNST 17.29 17.56 12.82 1.93 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Two Sigma Securities, LLC SOHO 1.36 1.38 0.00 0.28 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 UBS Securities, LLC UBSS 0.46 0.47 0.00 0.00 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Cboe EDGX US Equities Exchange EDGX 0.37 0.00 0.00 27.62 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 NASDAQ Execution Services, LLC NSDQ 0.32 0.00 0.00 24.03 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Instinet BlockCross BLKX 0.22 0.00 0.00 0.00 73.17 0 0.0000 0 0.0000 0 0.0000 0 0.0000 StoneX Financial INC. INTL 0.22 0.22 0.00 0.00 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 100.00 67.84 7.84 23.53 0.78 Citadel Securities LLC CDRG 52.50 59.54 40.00 40.00 100.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Susquehanna Capital Group SUSQ 21.43 28.32 50.00 1.18 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Dash Financial Technologies LLC DASH 13.57 9.25 10.00 23.53 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Wolverine Execution Services LLC WEXX 10.00 0.00 0.00 32.94 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Morgan Stanley & Company LLC MSCO 2.50 2.89 0.00 2.35 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 2023 11 100.00 99.11 0.14 0.67 0.07 Citadel Securities LLC CDRG 34.62 35.17 32.00 9.51 69.23 0 0.0000 0 0.0000 0 0.0000 0 0.0000 VIRTU Americas, LLC NITE 24.23 24.72 12.00 3.60 23.08 0 0.0000 0 0.0000 0 0.0000 0 0.0000 G1 Execution Services, LLC ETMM 19.88 20.27 20.00 3.34 7.69 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Jane Street Capital, LLC JNST 17.41 17.74 28.00 2.83 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Two Sigma Securities, LLC SOHO 1.27 1.30 0.00 0.00 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 New York Stock Exchange NYSE 1.11 0.00 0.00 50.64 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 UBS Securities, LLC UBSS 0.55 0.56 0.00 0.00 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 NASDAQ Execution Services, LLC NSDQ 0.51 0.00 8.00 22.88 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 StoneX Financial INC. INTL 0.26 0.25 0.00 0.51 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Cboe EDGX US Equities Exchange EDGX 0.09 0.00 0.00 4.11 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 100.00 98.68 0.43 0.81 0.08 Citadel Securities LLC CDRG 33.46 34.27 28.71 4.18 8.49 0 0.0000 0 0.0000 0 0.0000 0 0.0000 VIRTU Americas, LLC NITE 24.45 25.06 21.78 1.57 9.43 0 0.0000 0 0.0000 0 0.0000 0 0.0000 G1 Execution Services, LLC ETMM 20.28 20.75 25.74 2.79 0.94 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Jane Street Capital, LLC JNST 17.31 17.75 20.79 1.05 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Two Sigma Securities, LLC SOHO 1.35 1.38 0.00 0.17 0.94 0 0.0000 0 0.0000 0 0.0000 0 0.0000 New York Stock Exchange NYSE 0.89 0.00 0.99 39.20 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 NASDAQ Execution Services, LLC NSDQ 0.62 0.00 0.99 27.35 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 UBS Securities, LLC UBSS 0.50 0.51 0.00 0.00 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Cboe EDGX US Equities Exchange EDGX 0.34 0.00 0.00 14.98 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Instinet BlockCross BLKX 0.34 0.00 0.00 0.00 80.19 0 0.0000 0 0.0000 0 0.0000 0 0.0000 100.00 75.75 7.97 15.95 0.33 Citadel Securities LLC CDRG 55.37 57.46 52.00 47.17 100.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Susquehanna Capital Group SUSQ 28.34 33.33 32.00 5.66 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Dash Financial Technologies LLC DASH 9.45 7.02 12.00 18.87 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Wolverine Execution Services LLC WEXX 4.56 0.44 4.00 22.64 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Morgan Stanley & Company LLC MSCO 2.28 1.75 0.00 5.66 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 2023 12 100.00 98.67 0.12 1.09 0.12 Citadel Securities LLC CDRG 30.83 32.27 30.00 3.33 40.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 G1 Execution Services, LLC ETMM 23.60 24.74 25.00 2.79 3.33 0 0.0000 0 0.0000 0 0.0000 0 0.0000 VIRTU Americas, LLC NITE 21.66 22.66 35.00 2.36 20.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Jane Street Capital, LLC JNST 17.57 18.45 5.00 1.82 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 New York Stock Exchange NYSE 2.63 0.00 0.00 52.58 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 NASDAQ Execution Services, LLC NSDQ 1.42 0.00 5.00 28.33 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Two Sigma Securities, LLC SOHO 1.06 1.11 0.00 0.11 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 UBS Securities, LLC UBSS 0.59 0.59 0.00 0.11 10.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Cboe EDGX US Equities Exchange EDGX 0.32 0.00 0.00 6.33 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 StoneX Financial INC. INTL 0.17 0.18 0.00 0.00 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 100.00 98.51 0.24 1.02 0.24 Citadel Securities LLC CDRG 31.12 32.07 28.57 4.34 11.52 0 0.0000 0 0.0000 0 0.0000 0 0.0000 G1 Execution Services, LLC ETMM 23.78 24.57 24.29 2.46 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 VIRTU Americas, LLC NITE 22.31 22.93 22.86 1.29 27.88 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Jane Street Capital, LLC JNST 18.00 18.62 20.00 1.41 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 New York Stock Exchange NYSE 1.00 0.00 0.00 33.76 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Two Sigma Securities, LLC SOHO 0.95 0.98 0.00 0.00 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 NASDAQ Execution Services, LLC NSDQ 0.90 0.00 1.43 30.25 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 UBS Securities, LLC UBSS 0.54 0.55 0.00 0.00 0.61 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Cboe EDGX US Equities Exchange EDGX 0.44 0.00 0.00 14.89 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Instinet BlockCross BLKX 0.34 0.00 0.00 0.00 60.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 100.00 62.09 11.85 26.07 0.00 Citadel Securities LLC CDRG 51.58 54.20 62.96 41.27 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Dash Financial Technologies LLC DASH 22.62 18.32 14.81 34.92 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Susquehanna Capital Group SUSQ 16.74 24.43 18.52 0.00 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Wolverine Execution Services LLC WEXX 5.88 0.00 0.00 20.63 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Morgan Stanley & Company LLC MSCO 3.17 3.05 3.70 3.17 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000